Industry Analysis Proposal: Securities Essay Example
Industry Analysis Proposal: Securities Essay Example

Industry Analysis Proposal: Securities Essay Example

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  • Pages: 2 (427 words)
  • Published: October 21, 2017
  • Type: Case Study
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The Securities Brokerage industry comprises companies that primarily offer brokerage services for a commission or fee. These firms serve as intermediaries, linking buyers and sellers of various investment instruments such as stocks, bonds, mutual funds, ETFs, and equity or index options. Some of these firms also provide additional services like investment banking and consultation.

One reason for choosing this industry is its rapid growth both domestically and internationally. The advancements in internet technologies are driving improvements in efficiency, increasing trading volume, reducing costs, and intensifying competition. Moreover, this industry stands out because of its involvement in mergers and acquisitions activities and the ease of accessing international investment opportunities.

Studying this sector would provide a captivating and fulfilling endeavor. Key players in the industry encompass Morgan Stanley, Merrill Lynch & Co Inc, Lehman Brothers Holdings Inc, The Bear Stearns Companies Inc, Charles Schwab Corp, and E Trade

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Financial Corp. The industry's clientele comprises individual and institutional investors, mutual fund managers, hedge fund managers, corporations, and governments.

The securities brokerage industry is encountering major obstacles, including transparency and personal information accessibility issues. Privacy concerns have emerged in the digital age, along with a perceived conflict of interest between in-house funds and brokerage business. Additionally, there is an absence of transparency within the industry.

The key factors to consider include economic stability, political stability, natural catastrophe, technology, and security.

We will analyze the increasing complexity of this industry using the following data sources:

9. LexisNexis Academic - Accessed via CSUN Library research resources
10. Mergent Online - Accessed via CSUN Library research resources
11. Factiva - Accessed via CSUN Library research resources
12.

The text mentions three different sources: Hoover's Company Records (ProQuest), the Reuters website, an

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the Yahoo Finance website. These sources are available through the CSUN Library research resources. The specific URLs for the Reuters and Yahoo Finance websites are also provided.

Google Finance Website (http://finance.google.com/finance) 16. Deloitte Website (www.

deloitte.com) 17. US Census Data (http://www.ensus.gov) 18. US SEC Website (http://www.

Our approach for analyzing the industry involves referring to both the Securities and Exchange Commission website (sec.gov) and the individual websites of companies within the industry. We will begin our paper by offering a background and overview of the industry, including its current state. This will include details on the industry's structure, customer segments, internal and external competition, recent developments, factors influencing the industry, key issues, and major players involved.

After analyzing the industry using the preceding information and Porter’s five forces, we will provide an industry outlook and conclusion for this paper.

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