International Politics Exam 5 – Flashcards

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How did European integration start and why?
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- Treaty of Paris (1951) created European Coal and Steel Community (ECSC) - To prevent war between Germany and France
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Which types of competencies does the European Union have?
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Exclusive, shared, and supporting competencies
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How did the European Union realize integration even though states would like to maintain sovereignty?
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- Selective opt-outs - Escape clauses - Imperfect enforcement
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Which of these types of integration DOES NOT apply to the European Union?
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Common national citizenship requirements
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States rarely delegate their decision-making authority
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Delegation decisions - Adjudicative power vs. legislative power - Maintain high degree of self-determination IOs rarely have legislative functions - Member states want to continue to set the rules - Uncertainty and commitment problems
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However, after WWII, many wanted some form of unification in Europe to avoid deadly conflict
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Human losses in WWII
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States made several attempts to reduce economic and political conflict
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- Council of Europe (1949) was first pan-European organization - Treaty of Paris (1951) created European Coal and Steel Community (ECSC): signed by France, Italy, Belgium, Netherlands, Luxembourg, and West Germany - Failure of European Defense Community and European Political Community motivated Spaak report - Led to Treaties of Rome (1957)
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Why did European integration by initiating cooperation on coal and steel production?
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To overcome security concerns - Robert Schuman (proposed in 1950): prevent war between Germany and France - "Make war not only unthinkable but materially impossible"
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The EU has had five major expansions
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- First enlargement (1973): UK, Ireland, and Denmark (Norway lost referendum) - Mediterranean enlargement (1981): Greece, Spain, and Portugal - Post-Cold War (1995): Austria, Finland and Sweden (Norway lost referendum) - Eastern enlargement (2004, 2007): Czech Republic, Estonia, Hungary, Latvia, Lithuania, Poland, Slovakia, Slovenia, Malta, Cyprus, Bulgaria, Romania - Western Balkans enlargement (2013+): Croatia
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Institutional and political factors influence enlargement decisions
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Institutions - Different levels of integration: Depth and inclusiveness - Increasing body of European law (acquis communautaire) Current members and accession states - National governments' ideal policies (pro/anti integration) - Public opinion European Commission
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The role of EU institutions has evolved with the signing of new treaties
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Changes in economic and political integration in Europe
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European integration takes on many different forms
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Creating "European-ness": Eurovision song contest, Erasmus student exchange
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Concerns of state sovereignty initially limited European economic and political integration
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European Communities (Treaty of Rome, 1957) - European Coal and Steel Community (ECSC) - European Atomic Energy Community (Euratom) - European Economic Community (EEC) Larger states demand greater authority - Merger Treaty (1963) created single "Commission" of nine members 2 from each of the larger states (France, Germany and Italy) 1 from each of the smaller states (Belgium, Netherlands and Luxembourg) - Political integration gone too far France was against Common Agricultural Policy (1962) - "Empty chair policy": France threatened to withdraw from European institutions until French veto was reinstated
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Concerns of state sovereignty still affect European integration decisions
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Current "opt-outs" (in orange) - Schengen Agreement (Ireland and UK) - Economic and Monetary Union (Denmark and UK) - Defense (Denmark) - Charter of Fundamental Rights of the European Union (Poland and UK) - Area of freedom, security and justice (Denmark, Ireland and UK)
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But, states may have given up substantial decision-making authority in some areas
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Supremacy of European law: Costa v. ENEL (1964) - Nationalization infringed EC law on the State distorting the market Monetary policy: Euro convergence criteria ("Maastricht criteria") - Inflation, budget deficit, debt/GDP ratio, exchange rate stability, interest rates
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The EU and member states balance divided competences
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Exclusive, shared, and supporting competences between EU and member states
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Exclusive
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- customs union - competition rules necessary for internal market - monetary policy for euro - conservation of marine biological resources under common fisheries policy - common commercial policy - concluding some international
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Shared
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- internal market - social policy (defined in the TFEU) - economic, social and territorial cohesion - agriculture and fisheries (excluding exclusive competences) - environment - consumer protection - transport - trans-European networks - energy - area of freedom, security and justice - public health matters (defined in the TFEU) - research, technological development and space development cooperation and humanitarian aid
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Supporting
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- protection and improvement of human health - industry - culture - education, vocational training, youth and sport - tourism - civil protection administrative cooperation
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How many principal decision-making institutions are there in the European Union?
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7 (European Parliament, European Council, Council of the European Union, European Commission, Court of Justice of the European Union, European Central Bank, Court of Auditors)
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Each EU institutions has its own functions and objectives
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1. European Parliament - Consults, consents, and decides legal acts - Does not formally possess legislative initiative 2. European Council - Heads of state or government (and Commission's President) - No formal legislative power, strategic (crisis-solving body) 3. European Commission - Proposes legal acts - Executes the budget 4. Council of the European Union - Decides legal acts (bicameral EU legislature with EP) - Represents executive governments of member states 5. Court of Justice of the European Union - Encompasses the whole judiciary - Interprets EU law 6. European Central Bank - Central bank for Euro - Administers monetary policy for Eurozone 7. Court of Auditors - Controls revenues and expenditures of EU - Professional external investigatory audit agency
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The European Council reflects the concerns of national governments
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No formal legislative power Composed of national leaders - EU's "supreme political authority" - Powerful in policy areas like foreign policy Appoints: - its own President - High Representative of the Union for Foreign Affairs and Security Policy - President of the European Central Bank - Proposes Candidate for President of the European Commission to EP
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The European Commission also tends to reflect national interests
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Executive branch of EU, but can initiate legislative proposals ("European Government", former Belgian Prime Minister Guy Verhofstadt) Commission consists of 28 members, including President and vice-presidents - Each member appointed by a national government, one per state - President delegates "portfolios", which vary in importance/competences
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The European Parliament has little power in relation to other EU institutions
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In 1970, EP began to oversee areas of Communities' budget (whole budget in 1975) Direct elections (751 members today) Voted on Commission Presidents before EP had veto power over process Legislative procedures have changed: - Consultation: Council adopts legislation with proposal by European Commission and consultation from EP - Consent - Co-decision (ordinary legislative procedure)
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Large states use their status to gain other institutional advantages
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The Stability and Growth Pact, excessive deficits and sanctions
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Which EU institution is comprised of Heads of State?
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European Council
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How can we explain European integration?
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Functionalism and intergovernmentalism
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Do smaller states gain more or less from EU integration than large member countries?
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Smaller states gain more (tend to be net receivers)
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What explains EU legislative choices?
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- Generality: Left-right ideology -
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Existing theories have mostly focused on explaining increasing integration
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For decades: More integration or status quo Theoretical debates: Functionalism (from follows function) - EU institutions and economic elites drive integration - Economic competition between countries: Leftist parties more integrationist - Spillover effects: "Gradualism" Intergovernmentalism (function follows form) - Nation states control integration (depth and pace) - Bargaining and political deals (not spillovers) - Limit supranationalism (role of EU institutions) - Major integrationist steps possible
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The exit of a member country is unprecedented in history
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Brexit referendum in June 2016
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Why did a majority of citizens in the UK vote for the Brexit? Dissatisfaction with...
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the level of migration inflows
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Which countries do you think gain the most from EU spending?
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Smaller states
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The Council of Ministers makes legislative decisions. Which factors help explain their voting behavior?
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Left-right ideology and national economic interests
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Grexit (Greece exit) poses an additional threat to integrationist policies
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There exists a strong divide over support for an Exit of Greece from the Eurozone There exists a strong left-right cleavage in opposition to the Grexit... ... and this relationship holds for all countries
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What do you think explains the left-right cleavage in opposition to a Grexit?
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Expected economic Grexit impact (left believe negative)
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Neither redistributive concerns nor empathy explain the ideological divide over the Grexit
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Ideological differences reflect beliefs about the economic impact of a Grexit
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Intergenerational change may lead to re-integration in the long-run...
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...but in the meantime, EU citizens generally do not support more integration
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Which factors determine international negotiations?
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Number of players, congruence, cohesion
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How does domestic politics matter in international relations?
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Domestic actors and institutions can constraint or empower governments internationally
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How does an increase in the size of the win-set affect international policy making?
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- Decrease policy stability - Increase size of policy shifts - Increases impact of agenda-setting power
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International politics involves negotiations between states
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Negotiations often indirectly involve additional, domestic actors
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The U.S political system turns international bargaining into a sequential game
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- International bargaining, the President and the U.S Senate - International treaties require support by 2/3 of the Senate
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Domestic actors and institutions affect international interactions
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International level - Two or more countries negotiate - Countries interact with and within IOs Domestic level - Domestic actors can constraint or empower governments National parliament Sub-national policy-makers Public opinion (citizens) Special interests etc... - Institutions (elections, referendums,...) moderate: Temporally, cross-sectionally
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In the U.S. (and in many other countries), international treaties have to be ratified. Does this requirement make national governments...
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It depends on...
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Governments anticipate domestic responses
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1. International stage - Government negotiates an agreement with other government 2. Domestic stage - Parliament (domestic veto player ratifies or not
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Domestic actors can constrain or empower governments in international negotiations
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Sub-national policy-makers can pre-emptively set own standards - Enacting ambitious policies (over-regulation) - Lagging behind to prevent progress (under-regulation) Create status quo policies Affects: - National government's bargaining position - Credibility of threats and promises
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Strategic sub-national policymakers can act prior to international policy effort
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California's Global Warming Solutions Act of 2006 - Aims to reduce climate emissions by 20 percent by 2020 - Spillover effects on other states - Federal regulation deviating from state regulation can be costly - Empower green governments; constraints brown governments Other examples - Local public transportation policies, public employment, regional building codes
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Domestic public opinion affects international bargaining
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Individual preferences affect government policies In democracies, public opinion matters because of electoral accountability Example: IMF loans and labor conditionality - IMF programs stipulate reforms of domestic labor market (employment, wages, and social benefits) - Workers oppose intrusive labor conditionality - Governments fear electoral backlash - Can empower or constrain national governments (depending on own preferences)
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Strong domestic labor power reduces the intrusiveness of IMF labor conditionality
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- PLP = skilled/unskilled workers x 1/% of surplus labor - Outcome: Total number of labor conditions in loan program (country-year)
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Successful international negotiations depend on shared interests between different actors
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Win-set: Set of possible agreements that would receive domestic support; intersections of actors' preferred sets
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What determines the size of the win-set at the domestic level?
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Theoretical perspective on decision-making Veto player: Individual or collective actor whose agreement is necessary for changing the status quo - E.g., Governments (executive), national parliament, sub-national policy-makers, parties, ... Indifference curve: Set of points that generate same utility as status quo Win-set of the status quo: Set of alternatives that can defeat the status quo in an unanimity vote
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The size of the win-set provides information about political stability
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Size of the win-set matters for: - Policy stability - Size of policy shifts - Impact of agenda-setting power
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Smaller win-sets make policy changes less likely (political stability)
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Win-set small: High policy stability and small policy shifts - Only few policy alternatives able to defeat the status quo - Prevents moving policy far away from status quo Win-set large: Low policy stability and radical policy shifts - Many policy alternatives able to defeat status quo - Radical changes possible - Agenda-setting power more important
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Three factors determine the size of the win-set
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1. Number of players - How many veto players - Domestic Ex: Coalition governments, separation of power - International Ex: Inclusive IOS 2. Congruence - Heterogeneity: Distance between veto players' positions - Ex: Ideological distance between president and legislature 3. Cohesions - Within-group heterogeneity: Similarity of ideal policies of constituent units of each player - Ex: Ideological difference between Republic party elite and supporters
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What happens if we increase the number of players? The win-set never...
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C: gets larger
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As congruence increases, the win-set increases
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Congruence: Distance between vote players' ideal points
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As cohesion increases, the win-set decreases
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Cohesion: Similarity of positions of the members of each veto player
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We can use this theory to explain state behavior at the international level
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International negotiations affected by - Number of veto players (domestic and international) - Congruence of veto players - Cohesion of veto players Examples - When do states join IOs? - Treaty ratification - Settlement of international disputes
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More domestic veto players can make international cooperation more difficult
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Domestic veto players: - Number of parties in government (multi-party coalition) - Bicameral legislature - President vs. legislature - etc... More veto players: Potential for more constrains on implementing new policies Prediction: - Fewer international commitments - Less likely to join IOs
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Presidential systems join International Organizations less frequently
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Presidential systems: separate executive and legislature Parliamentary systems: executive directly relies on parliamentary support
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Divided government should affect international interactions
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Divided government reduces the president's international policy options
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How should divided government affect the U.S president?
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President is more constrained
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