DEA Pharmacist’s Manual – Flashcards

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question
Who enforces the Controlled Substances Act (CSA)?
answer
Drug Enforcement Administration (DEA)
question
What are the main responsibilities of the DEA?
answer
1. prevent diversion and abuse of controlled substances 2. ensure there is an adequate and uninterrupted supply of controlled substances to meet the country's needs
question
Which 3 nonprescriptio products require ID, log of sales, purchase/sale limits, and must be placed out of customer reach? Under what law?
answer
Ephedrine Pseudoephedrine Phenylpropanolamine Combat Methamphetamine Epidemic Act of 2005 (CMEA)
question
Describe the 5 schedules of controlled substances
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I - high potential for abuse + no currently accepted medical use in the US II - high potential for abuse which may lead to severe psychological or physical dependence but have has accepted medical use III - potential for abuse is less than schedule I/II and abuse may lead to moderate or low physical dependence or high psychological dependence IV - low potential for abuse relative to schedule III V - low potential for abuse relative to schedule IV and consist of preps containing limited quantities of certain narcotics (generally for antitussive, antidiarrheal and analgesic purposes)
question
What form must be completed in order for a pharmacy to register with the DEA?
answer
DEA form 224
question
Which statement is correct? I. If a person owns and operates more than one pharmacy, each place of business must be registered with the DEA II. If a person owns and operates more than one pharmacy, only one business needs to be registered with the DEA while all other owned pharmacies will be blanketed
answer
I - each must be registered with the DEA through form 224
question
What form is used to request a duplicate certificate of registration with the DEA?
answer
DEA Form 223
question
According to federal law, a pharmacy registration must be renewed with the DEA every _____ years utilizing DEA Form ______
answer
3 years 224a
question
When is the earliest a registrant can renew a pharmacy's existing registration with the DEA?
answer
no more than 60 days prior to the current expiration date
question
True or false. A corporation that owns/operates a chain of pharmacies may submit a single DEA form for renewal.
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True - DEA form 224b; along with the affidavit, a list of the corporation's registrations must be provided in lieu of a separate registration application for each pharmacy registration
question
A pharmacy is moving to a new location. What is your responsibility in regards to the DEA?
answer
contact the DEA registration specialist in your area in writing or request modification of registration online -if moving to a different state, must obtain a controlled substances registration prior to approval of modification of the federal registration. once modified, DEA will issue new schedule II forms
question
After termination of DEA registration, how long must controlled substance records be kept/stored?
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2 years
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What must be returned if terminating DEA registration for pharmacy?
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-certificate of registration -DEA forms unwanted controls should be disposed of in accordance with DEA regulations
question
A pharmacy registrant wants to transfer his business operations to another pharmacy registrant. What must be submitted to the DEA agent in the area and what is the latest they can be done?
answer
1.name, address, registration number and authorized business activity of both the registrant d/c'ing the business and the person acquiring the business 2. indicate whether location of the business will continue or move to another location 3. date which transfer of controlled substances will occur (complete inventory must be taken/recorded and given to person acquiring) Must be submitted at least 14 days prior to the date of proposed transfer - can be in person or by registered/certified mail
question
DEA Form ______ is used to transfer schedule II controlled substances - even when transferring inventory when transferring businesses to another owner
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222 schedule III-V must be documented in writing (name, dosage form, strength, quantity, date transferred) - need names, addresses, DEA registrations of both parties involved All controlled substance records will also be transferred along with the business
question
What must be submitted or carried out if transferring controlled substances to the original supplier or manufacturer?
answer
DEA Form 222 or electronic equivalent then must maintain a written record of: 1. date of transaction 2. name, strength, dosage form, and quantity of the controlled substance 3. supplier/manufacturer's name, address, and registration #
question
How can controlled substances be disposed?
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Pharmacy may transfer to a DEA registered reverse distributor that handles the disposal of controlled substances - contact the local DEA diversion field office for a list of reverse distributor (same procedures = form 222 + maintain record for III-V) cannot forward drugs directly to DEA for disposal unless received prior approval from DEA
question
What form must be submitted to DEA if destroying controlled substances?
answer
DEA Form 41 (anyone that destroys controlled substances including DEA registered reverse distributor)
question
What types of employees may be denied access to controlled substances?
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1. convicted of felony related to controlled substances 2. DEA registration denied, revoked or surrendered due to the individual's handling of controlled substances though a waiver can be requested to be exempt from this requirement
question
What procedures must be implemented if controlled substance theft or significant loss occurs?
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1. Notify DEA (writing within one business day of discovery) and local police 2. Complete DEA Form 106
question
What is considered a "significant loss" according to the CSA regulations?
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There is no definition - responsibility of the registrant to use best judgment and take appropriate action If not significant - does not need to be reported but should be noted in a separate log
question
Who is responsible if all or part of a shipment of controlled substances is lost?
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-supplier must report to DEA if it does not reach intended destination -purchaser if loss occurs after signed for or taken custody of shipment
question
What should be done if a breakage or spillage of controlled substances occurs?
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-can dispose of any recoverable controlled substances and report to DEA on DEA Form 41 -or can dispose of through shipment to reverse distributor or by DEA approved process
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How long must records concerning controlled substances be maintained according to federal law?
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at least 2 years for inspection and copying by duly authorized DEA officials
question
Records of Schedule III-V controlled substances should be separated from all other records or be in a form that is readily retrievable from ordinary business records. What is readily retrievable defined as?
answer
1. Kept by automatic data or other electronic/mechanized recordkeeping systems in a manner they can be separated from other records in a reasonable time And/or 2. Kept in a manner that certain items are asterisked, redlined, or in some other manner visually identifiable apart from other items appearing on the records (Like the red C)
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What are the required controlled substance records that must be maintained by the pharmacy?
answer
1. executed/unexecuted order forms (222) 2. POA 3. Receipts and/or invoices for schedule III-V 4. all inventory records dated as beginning or close of business 5. records of controls distributed (returns/sales) 6. records of dispensed 7. reports of theft/loss (Form 106) 8. Inventory of drugs surrendered/disposed (Form 41) 9. Records of controls transferred b/t pharmacies 10. DEA registration certificate 11. self-certification certificate and logbook required under CMEA
question
May a registrant maintain records at a location other than the registered location? If yes, what procedures must be taken?
answer
Yes, they are able to maintain records at a central location after submitting a written notification to DEA of its intention. The registrant may begin maintain records at central location 14 days after DEA receives notification if DEA has not denied request
question
What are the 3 options for filing prescription records?
answer
1. one separate file for schedule II, a file for schedules III-V, and a file for noncontrolled drugs 2. one file for schedule II and another file for all other drugs (but a red "C" not less than 1 inch must be stamped on schedule III-V; this is waived if electronic system) 3. electronic prescription records - must be readily retrievable from other records, easily readable or easily rendered into a format that a person can read
question
Describe how accurate the physical count must be for schedule II and other controlled substances
answer
CII - must determine actual physical count CIII-V - may be estimated if container holds
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