UHI – Chapter 5 – Flashcards
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Statues or Statutory Law
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laws passed by legislative bodies(federal congress and state legislatures)
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Regulations
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guidelines written by administrative agencies
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Case law or common law
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based on court decisions that establish precedent or standard
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Civil Law
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deals with all areas of the law that are not classified as criminal
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Criminal Law
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is public law statute or ordinance that defines crimes than their prosecution
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Subpoena
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an order of the court that requires a witness to appear at a particular time and place to testify
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Subpoena duces tecum
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requires documents to be produced
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Deposition
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testimony under oath taken outside of court
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interrogatory
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a document containing a list of questions that must be answered in writing
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Qui tam
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A provision of the False Claims Act that allows a private citizen to file a lawsuit in the name of the US government, charging fraud by government contractors and other entities
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Federal Register
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a legal newspaper published every business day by the National Archives and Records Administration - keeps up to date on healthcare
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Program Transmittals
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contain new and changed Medicare policies and or procedures that are to be incorporated into a specific CMS program manual
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Medicare Administrative Contractor
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an organization that contracts with CMS to process fee-for-service healthcare claims and perform program integrity tasks for both Medicare Part A & B
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listserv
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a subscriber-based question and answer forum available through e-mail
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Record retention
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the storage of documentation for an established period of time usually mandated by federal and/or state law. Purpose is to ensure the availability of records for use by government and other third parties. It is acceptable to store in a format other than the original hard copy if accurately reproduces all original documents.
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Record Retention
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Mandated by state - Age of Majority - 18-need to keep 10 years after 28 7 years after inactive
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Medicare Conditions of Participation
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mandate the retention of patient records in their original or legally reproduced form (e.g. microfilm) for a period of at least 5 years (MI 7 Years)
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Heath Insurance Portability and Accountability Act
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Mandates the retention of health insurance claims and accounting records for a minimum of 6 years, unless state law specifies a longer period. MI-7 years
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HIPPA
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mandates that health insurance claims be retained for a minimum of 2 years after a patient's death. MI-5 to 7 years
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Health Insurance Portability and Accountability Act of 1996 - HIPPA
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mandates regulations that govern privacy, security, and electronic transactions standards for healthcare information. Nothing can be released without your signature.
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What are the 5 titles HIPPA is organized according to?
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Health Care Access, Portability, and Renewability - Preventing Health Care Fraud and Abuse, Administrative Simplification and Medical Liability Reform - Tax Related Health Provisions - application and Enforcement of Group Health Plan Requirements - Revenue Offsets
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Fraud
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an intentional deception or misrepresentation that someone makes, knowing it is false, that could result in an unauthorized payment. Attempt whether successful or not is considered FRAUD
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Abuse
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involves actions that are inconsistent with accepted, sound medical business, or fiscal practices. Directly or indirectly results in unnecessary costs to the program through improper payments.
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What is the difference between fraud and abuse?
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The difference between abuse and fraud is the intent - both have the same impact in that they steal valuable resources from the health care industry.
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What are the most common forms of Medicare fraud?
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Billing for services not provided-Misrepresenting the diagnosis to justify payment-soliciting, offering or receiving a kickback-Unbundling codes-faslsifying certificated or medical necessity, plans of treatment, and medical records to justify payment
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What are examples of abuse?
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Excessive charges for services, equipment or supplies-submitting claims for items or services that are not medically necessary to treat the patient's stated condition-improper billing practices that result in a payment of a government program when the claim is the legal responsibility of another 3rd-party payer-Violations of participating provider agreements with insurance companies
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If found guilty of fraud what are the consequences?
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Civil penalties of $5,000-10,000 per false claim plus triple damages - Criminal fines and or imprisonment - administrative sanctions
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Overpayments
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Funds a provider or beneficiary receives in excess of amounts due and payable under Medicare and Medicaid statues and regulations. Once a determination of overpayment is made, the amount so determined is a debt owed to the US Government. EXP: payment based on a charge that exceeds the reasonable charge
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Underpayments
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submitted claims report codes simple procedures when review of the record indicates a more complicated procedure was performed
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Code Pairs
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edit pairs included in the Correct Coding Initiative cannot be reported on the same claim if each has the same date of service
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Medically Unlikely Edits (MUEs)
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Implemented to improve accuracy of Medicare payments by detecting and denying unlikely Medicare claims on prepayment basis. Are used to compare units of service with code numbers as reported on submitted claims.
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Unbundling
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submitting multiple CPT codes when one code should be submitted
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Why does unbundling occur?
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Provider's coding staff unintentionally reports multiple codes based on misinterpreted coding guidelines. The reporting of multiple codes is intentional and is done to maximize reimbursement.
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National Health PlanID
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is assigned to third-party(employer) payers; it has 10 numeric positions, including a check digit as the tenth position
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Check Digit
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a one-digit character, alphabetic or numeric, used to verify the validity of a unique identifier
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National Provider Identifier NPI
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is assigned to healthcare providers as a 10-digit numeric identifier, including a check digit in the last position. Goes with provider license.
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National Standard Employer Identification Number EIN
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assigned to employers who as sponsors of health insurance for their employees, must be identified in healthcare transactions. It is the federal employer identification number assigned by the IRS and has nine digits with a hyphen, began 1-1998
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Electronic Transaction Standards
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a uniform language for electronic data interchange. Electronic data interchange is the process of sending data from one party to another using computer linkages.
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What must be completed prior to submitting electronic media claims to Medicare?
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CMS Standard EDI Enrollment Form
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National Drug Code
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maintained by the Food and Drug Administration identifies prescription drugs and some OTC products
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Privileged Communication
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any information communicated by a patient to a healthcare provider
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Protected health information
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information that is identifiable to an individual (individual identifiers) such as names, address, telephone numbers, SSN and name of employer
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Authorization
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document that provides official instruction, such as the customized document that gives covered entities permission to use specified protected health information for specified purposes or to disclose PHI to a third party specified by the individual
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Privacy
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the right of individuals to keep their information from being disclosed to others. Once it is disclosed it is essential that confidentiality of the information is maintained
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Confidentiality
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involves restricting patient information access to those with proper authorization and maintaining the security of patient information.
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Security
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involves the safekeeping of patient information by controlling access to hard copy and computerized records; protecting pt information from alteration, destruction, tampering, or loss; providing employee training in confidentiality of pt information; and requiring employees to sign a confidentiality statement that details the consequences of not maintaining pt confidentiality
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Breach of Confidentiality
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Unauthorized release of patient information to a third party
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HIPPA Privacy Rule
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Provision that creates national standards to protect individuals' medical records and other personal health information
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HIPPA Security Rule
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HIPPA standards and safeguards that protect health information collected, maintained, used, or transmitted electronically; covered entities affected by this rule include health plans, healthcare clearinghouses, and certain healthcare providers
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When is it recommended that health information be faxed?
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When there is an urgent need for the health record, and mailing would cause an unnecessary delay in treatment. Immediate authorization for treatment is required from a primary care physician or other third-party case manager.
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What should fax cover sheet include?
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Name of the facility to receive the fax Name and phone # of the person authorized to receive the transmission Name and number of the sender Number of pages being transmitted A confidentiality notice or disclaimer Instructions to authorized recipient to send verification of receipt of transmittal to the sender
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What should a practice keep?
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A dated log of the transmission of all medically sensitive faxes and copies of all receipt of transmittal verifications signed and returned by authorized recipient.